Expanded Form U4 Disclosure - All Forms U4 Must Be Amended

By November 14, 2009, registered investment advisers and broker-dealers must amend all of their representatives' Forms U4 to comply with amendments to Form U4 recently approved by the SEC.
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New SEC Rules Require Internet Availability of Proxy Materials: Update of Notice and Access Model

The Securities and Exchange Commission recently adopted amendments to the proxy rules under the Securities Exchange Act of 1934.
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