News & Events > News > Financial Services Group Covers Liability and SEC Testimonial Rule for Compliance Newsletter
Financial Services Group Covers Liability and SEC Testimonial Rule for Compliance Newsletter
7.15.2014
Tonkon Torp’s Financial Services practice group issued another installment in their Funds and Advisers Compliance Update newsletter. Jessica Morgan co-authored the Update, which covered Chief Compliance Officer liability and how the SEC Testimonial Rule now applies to social media. You can read the newsletter by downloading the pdf below.